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Is Law Undermining Public Education?

Philip K. Howard
Common Good and AEI-Brookings Joint Center for Regulatory Policy, November 5, 2003

Learn more about the forum.

Read the briefing book "The Effects of Law on Public Education" compiled for the forum.

TRANSCRIPT: There are only two things I would like to say about Common Good which I think might be pertinent to those of you who haven't participated in these forums before. One is that we're aggressively bipartisan. I think we're the only board in America that has both Newt Gingrich and George McGovern as members. And secondly, that we have quite a radical mission, which is to restore the foundation of reliable law in America. Our basic point is that when law is not known or is not trusted, people lose their freedom. They begin to go through the day looking over their shoulder instead of doing what they think is right. And when law does not draw the line on who can sue for what so there's uncertainty there, then law becomes a weapon for self-interested people to bully everyone else around them.

Our point is that this has changed the fabric of American culture. It's reflected all around us. I mean, just the warning labels are probably the funniest example. There's a contest every year for the silliest warning labels. One winner a few years ago was on a baby stroller: "Caution. Remove baby before folding stroller."

This is a statement by someone who really does not trust the American system of law.

This is our fourth forum that we've done with the AEI-Brookings Joint Center. The first three were on the effects of law on health care, and at the end of these forums we have reached pretty much a consensus among leading thinkers in health care, and we're not talking about just medical professionals and health plans, but the leading patient safety experts in the country, and also some of the leading consumer groups in the country, that we need an entirely new system of medical justice, and that the goal of that system isn't to protect one group or another, but to be reliable, reliable for patients who are injured by mistakes, and reliable for doctors who are unfairly accused of error when there's an adverse income when they did nothing wrong.

So we're now exploring the contours of a special health court, and one bill has already been introduced in the Senate to fund pilot projects for special health courts.

This forum today is the first forum on which we focused on the effects of law on education. I think most of us don't normally think of education as a legal issue. We assume that, well, the law is the law, and people instead think of education in terms of goals. How do we improve the performance of schools? And we pass rules and laws to mandate nationwide testing and to improve teacher credentialing and the like, and we've been passing these laws and rules now for several decades, trying to improve education, and keep wondering why it seems so hard to improve, notwithstanding all of these efforts.

What we would like to do today is explore with these experts, not so much the goals of education, but the techniques by which we manage schools. I guess the basic principle--let me just say I'm normally reticent to express my point of view.

But I think just to try to get this kicked off, I'll give it a try anyway, and I'd like to state a couple of propositions that I believe to be correct. First is, education is a human enterprise. What do all great teachers have in common? In my experience, nothing. it's a unique package of love, humor, care. Of course they all try to be good teachers in their own way, but they all are the product of themselves and their own way of communicating with the students. We all remember the teachers who were important in our lives, and I think there's no question but that when you get teachers like that you understand why teaching is a great profession, perhaps the greatest profession, because it teaches people not only to learn to read and to write, it also teaches them values and how to be an adult, and how to be yourself.

And so teaching, the human aspect of education is, I believe, by far the most important aspect of education.

Law is not unimportant. We have seen in the last 40 or 50 years the importance of law in changing goals and in setting goals where there had been abuses, for example, with discrimination and segregation, when schools were not taking care of disabled children. But when law goes from being a goal-setting mechanism to a technique for daily management, what it achieves, I believe, is to suffocate the human element needed to educate children, and it does this for a couple of reasons.

Law, unlike typical management techniques in a business, is rigid. It is, after all, the law. So if rules have the force of law, as they do in schools, they have an impact that's different than simply, do the right thing, make sure you make sense of the situation. The impact is that people will look, when they go into work in the morning, first to the law. There's a great sociologist, Robert K. Merton, who once said that if you focus upon A, you will always be neglecting B.

Well, one aspect of using law as a management tool for schools is that instead of thinking about how to interest the children, telling a joke, making an exception, teachers--and you'll see this in the materials that are in the book that have been compiled--teachers focus on their predicament in trying to comply with the law. So it diverts teachers from doing what they do best, which is to be themselves and to focus on the children.

When law isn't clear, which happens for a number of reasons, but obviously happens when there are too many rules, so that people don't know what they are, it has another effect, which is that people worry about doing anything.

I have a friend who started a charter school in the Bronx, and one of the people he hired was a football player from Duke, a huge guy who's teaching the 7th grade. Well, there's a fight that emerged among the 7th graders. They were pummeling each other. He wouldn't break it up, because he was afraid that there might be a rule against breaking up fights because he had heard something about touching children. Well, that's the point Richard Arum makes in his book. That's absurd. But when you're uncertain what the law is, and it's law out there lurking to get you, people stop doing what they know is right. They become disconnected from their common sense.

So the effect of organizing schools by rules and more rules is akin to creating a kind of robot suit, in which every teacher who has an affinity of different emotions available to them, and perceptions that they can use to run the classroom, has to fit himself or herself into this robot suit, and all they're allowed to do all day long are the moves of the robot, which are the moves of the rules, and so they kind of lurch around trying to comply with the rules, and then we wonder why it's not effective in teaching children.

There's another kind of law as well, which goes by the name now days of due process or legal process, and we all know what that is. If there's a dispute, then let there be a hearing. What's wrong with that? If you did the right thing, can't you prove that when you did was right and fair? It sounds like a fantastic provision to ensure fairness in schools.

But giving any angry person the unilateral power to drag someone into a legal hearing is not cost free. It's not a neutral process. It requires scores, sometimes hundreds of hours by that person, thousands, tens of thousands, sometimes hundreds of thousands of dollars in legal fees, and it wrings people out emotionally. Again, all you have to do is look at the materials, the public agenda focus groups. People are terrified. They hate it, being grilled, how can you prove that who threw the pencil first, or that grade was justified, or so-and-so shouldn't have made, as a recent case alleged, the cheerleading squad? How do you prove who's an effective teacher and who isn't?

Most of these things are not provable or not readily provable. They're matters of judgment. They're matters of judgment. They can certainly be second guessed. But in a legal hearing where it is just the one angry person against the establishment, what it does is it gives enormous power to the person who threatens the use of law. So the effect is--you've got a robot in the classroom--the effect is to allow one angry person to effectively lasso the robot and drag them out of the classroom to answer for what are typically, not always, but typically reasonable judgments.

We've tolerated this because we think of due process. Due process originally came up when the state's taking away property. The government can't do that without due process of law. As the victim against the state--and public schools are a good thing and they're a state organization. But when you're running a school, it's not the victim against the state. It's the victim against the state against 29 other children in the classroom. You let the one child misbehave, as Richard Arum has demonstrated, the 29 other children won't learn or won't learn as well. That's the reason due process is an inappropriate technique, in my view, for resolving fairness in areas of discipline, teacher confidence, or the other areas that are so important to maintain an educational institution.

Then there's an indirect ripple from due process, which is you're so desperate not to be dragged into the hearings, that you begin passing more and more rules to prove that you're right. That's where zero tolerance comes from. It's the only reason we have these zero tolerance, you know, so the kid with the plastic squirt gun gets suspended or whatever. The reason we have them is because they can prove that the principal or the teacher was right. If we actually let people use their judgment, you wouldn't need those rules, or indeed many of the rules that are passed. So it becomes a kind of, due process is a kind of growth hormone for bureaucracy. Every time something happens bad you pass a new rule so you can prove that you were right.

Now, my conclusion, obviously, is that the use of law as an organizational mechanism for schools is killing the ability to create a healthy and vital educational environment, and the effects are all around us. As Bob said, you can't put your arm around a crying child. Many schools, or some schools have banned recess. Playgrounds are so boring that no child over the age of 4 would want to go in them, seesaws have disappeared, leading in part to a crisis in childhood obesity because we don't have a culture of physical fitness. JFK, when he created the President's Council on Youth Fitness 40 years ago, what did they do? They funded jungle gyms and athletic equipment in playgrounds, all of which have been ripped out because of legal fear.

The alternatives is something that we need to discuss with all of you, and it's certainly not letting teachers and principals do whatever they want because there's so much distrust in this society that as a proposal would never go anywhere. But there are other forms of accountability than legal proceedings and rules. There are other forms of second guessing than legal proceedings. You could have oversight by parent-teacher committees or the like, all of which need to be explored.

But the one point I'd like to leave you with as we start the program this morning is that there is this tendency which we have to fight to think of law as the Ten Commandments. Law is the law. And what I'm suggesting this morning is that maybe that's the problem. It's the problem not only for teachers every day, worrying about what the law is, it's also the problem for reformers. We think about how to fix the schools, but we never question the underlying frame of reference by which we try to fix the schools, what the mechanism is. Call it law and people will freeze. But law is not a holy institution. It's a human institution. The test of law, a great Justice of the Supreme Court, Benjamin Cardozo, once said, is how it works, and that's what this distinguished gathering is going to start exploring here today.

So thank you very much, and look forward to the rest of the proceedings.